Search
Regulatory Story
Company Morgan Stanley & Co. Int'l plc
TIDM 48QN
Headline Form 8.5 (EPT/RI) - Replacement of London Stock Ex
Released 14:58 08-Oct-2019
Number 1848P14

RNS Number : 1848P
Morgan Stanley & Co. Int'l plc
08 October 2019
 

AMENDMENT                 Section 2(a) & 2(b) 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

London Stock Exchange Group plc

(d) Date dealing undertaken:

04 OCTOBER 2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes- Hong Kong Exchanges and Clearing Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of

relevant

security

 Purchases/

sales

 Total number

of securities

 Highest price

per unit paid/received

 Lowest price

per unit paid/received

 6 79/86 p ordinary

 PURCHASES

 324,906

 73.9000 GBP

 72.2400 GBP

 6 79/86 p ordinary

 SALES

 331,460

 73.9200 GBP

 72.0600 GBP

 6 79/86 p ordinary

 SALES

 26,000

 90.2132 USD

 88.9998 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of

relevant

security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per

unit

 6 79/86 p ordinary

Constant Leverage- (ISIN- DE000MF720M8)

LONG

900

41.7000 EUR

6 79/86 p ordinary

CFD

LONG

939

71.6800 GBP

6 79/86 p ordinary

CFD

LONG

90

72.8480 GBP

6 79/86 p ordinary

CFD

LONG

4,700

72.9889 GBP

6 79/86 p ordinary

CFD

LONG

4,751

73.0156 GBP

6 79/86 p ordinary

CFD

LONG

89

73.0333 GBP

6 79/86 p ordinary

CFD

LONG

43,491

73.0385 GBP

6 79/86 p ordinary

CFD

LONG

3,837

73.0918 GBP

6 79/86 p ordinary

CFD

LONG

494

73.1264 GBP

6 79/86 p ordinary

CFD

LONG

158

73.1296 GBP

6 79/86 p ordinary

CFD

LONG

273

73.1836 GBP

6 79/86 p ordinary

CFD

LONG

9,037

73.2047 GBP

6 79/86 p ordinary

CFD

LONG

23,436

73.2117 GBP

6 79/86 p ordinary

CFD

LONG

32,998

73.2620 GBP

6 79/86 p ordinary

CFD

LONG

131

73.2641 GBP

6 79/86 p ordinary

CFD

LONG

268

73.2653 GBP

6 79/86 p ordinary

CFD

LONG

699

73.2820 GBP

6 79/86 p ordinary

CFD

LONG

145

73.2955 GBP

6 79/86 p ordinary

CFD

LONG

1,879

73.3384 GBP

6 79/86 p ordinary

CFD

LONG

14,283

73.3580 GBP

6 79/86 p ordinary

CFD

LONG

227

73.3763 GBP

6 79/86 p ordinary

CFD

LONG

821

73.3811 GBP

6 79/86 p ordinary

CFD

LONG

1,199

73.4357 GBP

6 79/86 p ordinary

CFD

LONG

281

73.4364 GBP

6 79/86 p ordinary

CFD

LONG

253

73.4396 GBP

6 79/86 p ordinary

CFD

LONG

229

73.5183 GBP

6 79/86 p ordinary

CFD

LONG

256

73.6194 GBP

6 79/86 p ordinary

CFD

LONG

1,000

73.7490 GBP

6 79/86 p ordinary

CFD

LONG

634

73.7909 GBP

6 79/86 p ordinary

CFD

LONG

56

73.8089 GBP

6 79/86 p ordinary

CFD

LONG

805

73.8106 GBP

6 79/86 p ordinary

CFD

LONG

6,800

73.8119 GBP

6 79/86 p ordinary

CFD

LONG

5,699

73.8141 GBP

6 79/86 p ordinary

CFD

LONG

47

73.8193 GBP

6 79/86 p ordinary

CFD

LONG

8,061

73.8200 GBP

6 79/86 p ordinary

CFD

LONG

13,000

88.9999 USD

6 79/86 p ordinary

CFD

LONG

13,000

90.2132 USD

6 79/86 p ordinary

CFD

SHORT

939

71.6800 GBP

6 79/86 p ordinary

CFD

SHORT

247

72.7709 GBP

6 79/86 p ordinary

CFD

SHORT

225

72.7995 GBP

6 79/86 p ordinary

CFD

SHORT

123

72.9210 GBP

6 79/86 p ordinary

CFD

SHORT

245

73.0032 GBP

6 79/86 p ordinary

CFD

SHORT

417

73.0033 GBP

6 79/86 p ordinary

CFD

SHORT

593

73.0772 GBP

6 79/86 p ordinary

CFD

SHORT

2,665

73.0810 GBP

6 79/86 p ordinary

CFD

SHORT

491

73.0980 GBP

6 79/86 p ordinary

CFD

SHORT

39

73.1062 GBP

6 79/86 p ordinary

CFD

SHORT

67

73.1063 GBP

6 79/86 p ordinary

CFD

SHORT

1,306

73.1147 GBP

6 79/86 p ordinary

CFD

SHORT

349

73.1183 GBP

6 79/86 p ordinary

CFD

SHORT

3,981

73.1296 GBP

6 79/86 p ordinary

CFD

SHORT

333

73.1400 GBP

6 79/86 p ordinary

CFD

SHORT

140

73.1415 GBP

6 79/86 p ordinary

CFD

SHORT

76

73.1514 GBP

6 79/86 p ordinary

CFD

SHORT

5,884

73.1515 GBP

6 79/86 p ordinary

CFD

SHORT

347

73.1008 GBP

6 79/86 p ordinary

CFD

SHORT

341

73.1980 GBP

6 79/86 p ordinary

CFD

SHORT

5,234

73.2181 GBP

6 79/86 p ordinary

CFD

SHORT

1,314

73.2436 GBP

6 79/86 p ordinary

CFD

SHORT

1

73.2459 GBP

6 79/86 p ordinary

CFD

SHORT

139

73.2616 GBP

6 79/86 p ordinary

CFD

SHORT

3,872

73.3157 GBP

6 79/86 p ordinary

CFD

SHORT

910

73.3236 GBP

6 79/86 p ordinary

CFD

SHORT

3,569

73.3408 GBP

6 79/86 p ordinary

CFD

SHORT

845

73.3449 GBP

6 79/86 p ordinary

CFD

SHORT

69

73.3588 GBP

6 79/86 p ordinary

CFD

SHORT

1,206

73.3783 GBP

6 79/86 p ordinary

CFD

SHORT

2,432

73.3801 GBP

6 79/86 p ordinary

CFD

SHORT

197

73.3855 GBP

6 79/86 p ordinary

CFD

SHORT

699

73.4054 GBP

6 79/86 p ordinary

CFD

SHORT

50,000

73.4214 GBP

6 79/86 p ordinary

CFD

SHORT

1,023

73.4488 GBP

6 79/86 p ordinary

CFD

SHORT

712

73.4582 GBP

6 79/86 p ordinary

CFD

SHORT

2,681

73.4861 GBP

6 79/86 p ordinary

CFD

SHORT

8,151

73.4904 GBP

6 79/86 p ordinary

CFD

SHORT

243

73.6707 GBP

6 79/86 p ordinary

CFD

SHORT

29

73.7722 GBP

6 79/86 p ordinary

CFD

SHORT

26,238

73.7767 GBP

6 79/86 p ordinary

CFD

SHORT

11,001

73.8180 GBP

6 79/86 p ordinary

CFD

SHORT

200

73.8259 GBP

6 79/86 p ordinary

CFD

SHORT

1,360

73.8274 GBP

6 79/86 p ordinary

CFD

SHORT

533

73.8600 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of

relevant security

 Product description e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type    e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A  

 

(ii)        Exercise

 

 Class of

relevant

security

 Product description

e.g. call option

 Exercising/

exercised

against

 Number of securities

 Exercise price

per unit

 N/A

 N/A

 N/A

 N/A

 N/A  

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing

e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A  

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 (b)       Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

 Date of disclosure:

 08 OCTOBER 2019

 

 Contact name:

 Craig Horsley

 

 Telephone number:

 +44(141) 245 7736

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERMPBJTMBAMBFL
London Stock Exchange plc is not responsible for and does not check content on this Website. Website users are responsible for checking content. Any news item (including any prospectus) which is addressed solely to the persons and countries specified therein should not be relied upon other than by such persons and/or outside the specified countries. Terms and conditions, including restrictions on use and distribution apply.